About Us

Regulatory Advisory Services: Your trusted partner for regulatory compliance.

Advise

Need a sounding board for all things compliance? We provide a unique subscription-based offering that affords your compliance and audit team direct access to run any regulatory compliance questions by our team of experts, with our most popular offering including advertising, disclosure, and policy reviews. With the cost of non-compliance so high, we take care to dissect all applicable aspects of your questions and provide thoughtful and actionable feedback. Each of us has spent decades working in and advising on banking compliance and you can count on us to guide you through the minefield of federal regulations. Don’t believe us? Try a one week trial on us, no strings attached.

Support

Whether you are a seasoned compliance officer needing to double check a niche regulatory requirement or a compliance newbie unsure of where to start, we have developed a library of collateral to support you. We offer unlimited electronic access to our plain-English guide to the complex world of federal compliance regulation, The Big Orange Book, A Banker’s Guide to Compliance. Our clients say this is the first place they look when confronted with a regulatory issue. Our Quick Reference Guides (QRGs) break down complex regulations and topics into easy-to-digest charts and our collection of Calculators (including TRID and Flood) guide you through verifying that disclosures were provided in a timely manner and all requirements met. View our full compliance database offering here.

Train

Regulatory requirements are continually changing, and we make it our responsibility to keep you all up to speed. We are constantly developing new training materials, offering 2-3 live webinars per month on regulatory topics of interest. Our webinar library includes 140+ recorded compliance webinars, 25+ of which are accredited with the ABA for continuing education credits to ensure you stay up to date with your certifications. Need custom training, tailored to fit your institution’s individual needs? We can do that too!

Meet Our Team

Our team of seasoned compliance consultants has an average of 25+ years of industry experience and is comprised of former bank examiners, attorneys, executive officers, and other financial industry professionals.

Diane Banks

Diane Banks

Principal Consultant

Diane leads Capco's Regulatory Advisory Services and Training Academy, bringing more than 30 years of financial regulatory compliance experience to her current role. As a former bank compliance officer, Diane has extensive experience and knowledge in both auditing and monitoring financial institutions for federal banking regulations. Diane formerly served as the Assistant Regional Director for the Mid-Atlantic region, with responsibility for a team of consumer compliance professionals responsible for consumer compliance monitoring and BSA independent audits. Diane holds a bachelor's in Legal Studies from the University of Maryland.

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Christopher Price

Christopher Price, CAMS/AMLP

Senior Consultant

With 30 years of regulatory compliance experience, Chris provides daily compliance advisory to clients of Capco’s Regulatory Advisory Services and co-authors topics in the industry-renown Big Orange Book. Chris holds CAMS and AMLP certifications and has expertise in Bank Secrecy/Anti-Money Laundering, Consumer Protection and Fair Lending. Prior to working at Capco, he served with the Federal Reserve Bank of New York for 10 years as well as an OFAC Compliance/Bureau of Export Administration Officer for Bank of Tokyo-Mitsubishi and as Senior Regulatory Compliance Consultant for Protiviti Independent Risk Consulting.

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Sherry Jones

Sherry Jones, CRCM, CAMS, ACCCE

Senior Consultant

Sherry brings 30 years of experience in financial protection regulations and compliance to Capco’s Regulatory Advisory Services. She holds various certifications including Certified Regulatory Compliance Manager (CRCM), Certified Anti Money Laundering Specialist (CAMS), and Certified Commercial Cannabis Expert (ACCCE). Prior to joining Capco, Sherry worked at various consulting firms and was the FVP of Consumer Compliance at one of the largest Savings and Loans in the U.S.

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Elizabeth Rozsa

Elizabeth Rozsa

Senior Consultant

Elizabeth has over 23 years of experience with consumer compliance regulations, including the Community Reinvestment Act (CRA) and the Home Mortgage Disclosure Act (HMDA). Her ongoing engagements include developing and delivering custom compliance training for regulators and bankers, performing compliance risk assessments and reviews for institutions of all sizes, as well as playing an integral role in compliance management at several community banks. Elizabeth also serves as an SME for the Community Reinvestment Act, and as such assists on CRA assignments, including data reviews and Performance Evaluations.

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Trey Anderson

TREY ANDERSON, J.D.

Senior Consultant

Trey has a combined 20 years of experience in the financial services industry as a trainer, consultant, compliance professional & consumer representative. Trey has spent the past 10 years training examiners on the Federal level at the CFPB, as well as FDIC and state examiners. He has also taught financial compliance and risk mediation to large banks & credit unions. Trey has direct experience as a bank teller and customer service representative in a mid-size Florida bank on the deposit side. On the lending side, Trey also has several years of experience in the mortgage industry.

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Eric VanEpps

Eric VanEpps

Senior Consultant

Eric brings 15 years of experience in regulatory compliance to Capco’s Regulatory Advisory Services group. Eric has experience managing large teams and projects. He has designed and implemented risk-based compliance programs, worked in both front and back-office roles supporting consumer mortgages and compressive TRID reviews. He has written and maintained numerous policies and procedures, monitored regulatory channels for new guidance and restrictions, managed large remediation teams ensuring production metrics are met and quality standards are exceeded. Eric is a versatile contributor who has worked in a variety of industries including Banking, Public Regulation and Fin-Tech providing subject matter expertise and detailed analysis on complex issues ensuring solution-based recommendations that ensure efficient, sustainable outcomes.

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Grace Beverly

Grace Beverly

Consultant

Grace is a consultant at Capco. Grace supports the senior consultants at RAS and maintains the Capco Academy Blackboard website, an online educational resource for clients to keep up with financial regulation certifications. She handles communications to clients regarding changes in the financial industry. Grace also assists in creating marketing material for the department. Prior to working at Capco, she worked as a legal assistant at a real estate law firm as well as in marketing for a start-up based out of Manhattan.

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